On July 21, 2010 Congress signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. Many of the aspects of the legislation are still undefined or are being refined. Compliance and governance monitoring has never been more important. It has become imperative that our clients keep a close eye on activities that require government oversight. Valprime can deliver a dynamic compliance dashboard solution that can monitor for Dodd-Frank and assist with required reporting.
Valprime's Dodd-Frank dashboard tool is designed to monitor:
- De Minimus Limit
- Spot-month position limit
- Non-spot-month position limit
- Special Entity transaction
- Cleared, hedge and swap position reporting
The dashboard also monitors liquidity to assist with Future Commission Merchant (FCM) reconciliation and offers a flexible solution where regulatory changes can be implemented in hours instead of days.